FTAS Status Use Procedures

Resource Tenures and Engineering Branch

March 1, 1998

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Table of Contents

FTAS status use definition

Purpose

The purpose of this document is to promote a common understanding of the status codes used in FTAS. It defines how they are used, what they mean and how they impact other business areas within the Ministry which share tenure data and use it for Revenue, Silviculture or Enforcement purposes. They are also used as criteria for District, Region, Branch, Executive and Freedom of Information reporting. Incorrect use of these codes or local interpretation results in flawed report summaries and a distorted view of Ministry activity.

Once this document has been distributed the code subsets used to define status codes in the database will be reviewed and modified to ensure that only the correct status codes as defined in this document can be used at the file, permit and block levels in FTAS. Data corrections will be applied to the database to change any statuses that are not correct for any given area. Audit reports will be run to identify files that have status codes that have not changed for long periods of time and forwarded to the appropriate Regions or Districts.

FTAS Data Audit

An audit of data used by the Forest Tenure Administration System was done in 1996. Data integrity was measured in terms of five elements:

  1. referential integrity
  2. legal integrity
  3. completeness and accuracy
  4. consistency
  5. currency.

Audit Objective:

"to assess the level of data integrity in the FTAS database. In the context of this audit, data integrity means the extent to which the information in the database is correct. A lack of integrity can cause errors in subsequent computerized processing by other business areas or generate misleading reports."

Impact : "The integrity of data records in FTAS can affect the quality of reports. Consequently, decisions made by the ministry may be based on inaccurate or incomplete information, and reports released externally by the ministry may be inaccurate or incomplete. In addition, field operations may not be planned or performed in the most effective or efficient manner or errors may be caused in subsequent computerized processes, which would take time to resolve so that dependent activities are delayed."

Problems: The FTAS data audit identified problems with status codes in the data used by FTAS.

"Status codes used on licenses in the FTAS database were not from the approved list of status codes. Status codes that are specific to particular levels within a license were applied to the wrong level of license, permit or cut block"

Resource Tenures and Engineering Branch has undertaken several initiatives to correct the problems identified in the audit.. Some of these are:

Status codes and their progressions for Tenures on crown land.

File(Licence) Level Statuses

Normal Sequence

PL > PP > PI > HA > HI > LC > HC

PL (Planned TSL)

PP (Proposed)

PI (Pending Issuance)

HA (Awarded)

Tenders have been opened and the licence has been awarded, subject to the District Manager's or Minister's Approval.

HI (Issued)

The legal tenure documents have been signed and issued to the Licensee.

LC (Logging Complete)

Normal or primary harvesting is complete; waste. residue may still be harvested and billed. An indication that primary harvesting has finished and the logs are either removed from the block or decked. This status does not mean that all harvesting obligations have been completed.

HC (Closed)

Harvesting activity and obligations on the tenure have been completed, and the tenure file is closed in FTAS

HX (Cancelled)

This status is only used when the licence has been cancelled by some action of the Ministry This is not the correct status for a licence that has finished its normal life cycle.

  1. Other codes used at the file level

HS (Suspended)

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  1. Mark/Cutting Permit Statuses

Normal Sequence

Timber Sales (multi mark): PL > PP > PI > HI > LC > HC

Major CPs: SP > PP > PI > HI > LC > HC

These statuses refer to licences that have more than one mark or cutting permit i.e. A23 Bid Proposal or A01 Forest Licence. Where a licence has only one mark, the status of the mark is the same as the file status. i.e B20 Competitive Timber Sale. (see file level statuses above).

PL (Planned TSL)

SP (Silviculture Prescription)

PP (Proposed)

PI (Pending Issuance)

HI (Issued)

The legal cutting permit documents have been signed and issued to the Licensee.

LC (Logging Complete)

Normal or primary harvesting is complete on all cut blocks; waste and residue may still be harvested and billed. This is an indication that primary harvesting has finished and the logs are either removed from all cutblocks or decked. All cutblocks would be in the status of "LC".

HC (Closed)

Harvesting activity and obligations on the permit have been completed, and the cutting permit is closed in FTAS. All cutblocks would be in the status of "S".

HX (Cancelled)

This status is only used when the licence has been cancelled at the discretion of the Ministry This is not the correct status for a mark/cutting permit that has finished its normal life cycle. This status can only be invoked from the District Overide Facility (DOF).

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  1. Cut Block Statuses

Status changes in FTAS at the Cut Block level normally progress in this manner:

Timber Sale Cut Blocks PL ->PP -> HB -> LC -> S

Major Licence Cut Blocks SP ->PP -> HB -> LC -> S

PL (Planned)

Timber Sale Licence Planned Cut Block.

SP (SP Only)

Major Licence cutblocks with approved silviculture prescription

PP (Proposed)

Gross Area and Net Area have been confirmed, Risk assessment and the Inspection Setup have been entered into FTAS.

HB (Approved)

Harvesting has begun.  Initial Inspection has been scheduled and Harvest Start Date is entered.

Note: When the Cut Block is approved (HB) and harvesting begins, it is mandatory to enter the Harvest Start Date in FTAS.

LC (Logging Complete)

Normal or primary harvesting is complete; waste and residue may still be harvested and billed; other harvesting obligations may still be pending.

It is now mandatory to enter the Silviculture Start Date into FTAS. This is the date on which normal harvesting is complete (logging complete date). When the Cut Block Status is changed to LC in FTAS, Planned Silviculture Handover Date becomes Actual Silviculture Handover Date in ISIS for timber sales.

S (Silviculture)

Harvesting activities and obligations on the Cut Block have been completed and the Final Inspection has been completed. Responsibility for the Cut Block passes from Timber staff to Silviculture staff.

Note: Even if the cut block has no silviculture obligations the block status should be set to 'S'. This will not impact ISIS/MLSIS since there will be no records there. It provides a consistent way to identify completed blocks.


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  1. Private Land

Timber marks issued to the owners of private land via the timber mark registry use a slightly different set of statuses. Some of these are specific to private marks and are used during the issuing process. They may not be visible on the screen.

Status changes in TMR normally progress in this manner:

PI>HN>HI>HX

PI (Pending Issuance)

The district has sent the electronic application to Victoria.

HN (Issued and not printed)

Victoria Timber Marks staff have statused and verified the supporting information (legal description, ownership etc.) and the Registrar or Deputy Registrar has issued a timber mark.

HI (Issued)

District staff have received the issued mark, printed it and forwarded the document to the markholder.

HX (Cancelled)

The mark has been cancelled by the Registrar.

HC (Closed)

This status has not been used on private marks in the past, however they now have a term and will expire like crown marks. This status may be used in the future.

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  1. Problems

    Errors/Blunders

A status 'EE - Entered in Error" is used to tag data entered by mistake. There is a significant number of files that have this status. They cause problems with reporting as these files should not be part of a report. These files are removed periodically however the process is risky as there may be dependent data which also has to be removed so that there are no "orphans" in the database. Either a delete function or a batch process which runs periodically must be added to FTAS to ensure timely removal of these files.

  1. Consistency

All districts do not use the status codes consistently. 'LC' in one district may mean something slightly different from another. The definitions in this document define what these statuses mean and how they should be used.

  1. Currency

Management reports are run internally for Regions, Branches and the Executive and externally for FOI requests, consultants and industry. Subsequent to running reports for the executive and the Minister for use in the legislature it was discovered that the status codes did not reflect the actual status of the tenures, cutting permits or blocks. This resulted in information that was incorrect. Since this corporate information is used for workload studies, resource allocation, and to support the government on initiatives like the "Jobs and Timber Accord" accurate data is essential.

Note: Audit reports will be run on a monthly basis by district and published on the Ministry Web site to identify data problems and files that are not current.

  1. Accuracy

Although there are many local systems and manual ledgers in existence, the Corporate Data Base where the data for FTAS, GAS , ISIS, MLSIS, ERA and other systems store their data is the official repository for the Ministry of Forests. Recent corporate reports have revealed that the status codes on many files are not up to date resulting in misleading information. This information has been used recently for decision making during new initiatives such as the Jobs and Timber Accord and Woodlot Licence initiative.

  1. Audit Reports

  1. Status - status date comparison

This report will display all files, marks or blocks where the status has not been changed for an unusally long time. The time period benchmark will be based on the normal life cycle of files, marks/CPs and cut blocks.

  1. Cut block status - Form B comparison

This report will compare the cut block status in FTAS to the form B in MLSIS. If there is a Form B (post harvesting report) and the status of the cut block is not "S" the block will appear on the report.

  1. File/Permit/Block status comparison

Compares the status at the file level to the mark and block statuses to see if they are logical. For example if the file is closed then all marks and blocks should be closed also.

  1. CP/Block comparison

Compares the status at the CP/mark level to the block statuses to see if they are logical. For example if the CP/mark is "LC" all the blocks should be "LC" too. If the CP/mark status is "HC" all the blocks should be "S".

  1. 'HA' status evaluation

'HA' status is used to indicate that the licence has been awarded but the documents have not been signed yet. Normally the file will stay in this status for only a short time.

  1. Current Status Codes

All the status codes are contained in the code list called TIMBER_STATUS_CODE. Status codes for file, mark and block statuses are identified by code subsets of TIMBER_STATUS_CODE. These code subsets are called FILE_STATUS_ST, MARK_STATUS_ST and BLOCK_STATUS_ST respectively.

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TIMBER_STATUS_CODE

A Issued
AP Appeal Pending
DD Disallowed by District
DR Disallowed by Region
DV Disallowed by Victoria
EE Entered in Error
HA Awarded
HB Approved
HC Closed
HD Harvesting Deferred
HH HDBS - Harvest Database
HI Issued
HN Approved, but not Printed Private Mark
HS Suspended
HX Cancelled
IC Inactive - Completed
ID Inactive - Closed (Deactivated)
IH Inactive - HDBS
IX Inactive - Cancelled
LC Logging Complete
PA Pending Application
PD Pending Deferred
PI Pending Issuance
PL Planned TSL
PP Proposed
PR Pending Review
PS Pending Status
S Silviculture
SP PHSP only, no application received
TC Trespass Investigation Complete
TU Trespass Under Investigation

 

FILE_STATUS_ST

Original Proposed  
AP AP  
DD DD  
DR DR  
DV DV  
EE    
HA HA  
HC HC  
HH HH  
HI HI  
HS HS  
HX HX  
IC    
ID    
IH    
LC LC  
PD PD  
PI PI  
PL PL  
PP PP  
S    
TC TC  
TU TU  

MARK_STATUS_ST

Original Proposed
AP AP
DD DD
DR DR
EE EE
HC HC
HH HH
HI HI
HN HN
HS HS
HX HX
ID ID
IH IH
LC LC
PD PD
PI PI
PL PL
PP PP
PR PR
S  
SP SP

BLOCK_STATUS_ST

Original Proposed
AP  
DD DD
EE EE
HB HB
HD  
HS  
HX  
ID  
LC LC
PD PD
PL PL
PP PP
S S
SP SP

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